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First, some context.

I still remember the moment I realised that compliance professionals deserved a better solution. It was not too long ago, while I was still serving as an in-house compliance professional. I had concluded a call with another potential vendor who was looking to sell us a due-diligence…

When it comes to compliance risk, several things are not in dispute:

  1. The fact that it is an existential risk.
  2. The fact that people should and do take it seriously.
  3. The fact that businesses everywhere are investing a lot to manage this risk.

Why then is it still so difficult…

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The Securities Commission of Malaysia has introduced and passed the Guidelines on Submission of Corporate and Market Product Proposals (‘Guidelines’) which detail an enhanced IPO framework. Effective from January 1, 2021, the new mechanism is an attempt to reform the process of submission of an IPO and Reverse Takeover (‘RTO’)…

Photo by Etienne Martin on Unsplash

Over a year in the making, Hong Kong’s Limited Partnership Fund Bill (‘LPF Bill’) provides a new structure for private equity funds in the city. The passage of the LPF Bill is a move by the Hong Kong government to encourage fund managers to domicile their funds in Hong Kong…

Managing regulatory risk can be a nightmare. Don’t compliance officers deserve better?

Reputational damage. Absurd fines. Unwanted scrutiny. Suspended licenses.

These are just some of the consequences that await firms in financial services who fail to comply with their regulatory obligations well. So when it comes to managing their regulatory risk, their business LITERALLY depends on it. Naturally, with such high stakes…

In order to manage regulatory risk well!

When it comes to regulatory change management, the default tools in the arsenal of every regulatory compliance professional include emails and excel spreadsheets. It’s easy to see why: these are incredibly easy-to-use and flexible tools that we already use every day for different purposes. While that flexibility can become addictive…

We know compliance teams love spreadsheets and they use spreadsheets for (almost) everything related to regulatory change management. However, managing multiple spreadsheets can get chaotic and disorganized very quickly.

This is why we built Schemas, our new smart spreadsheets feature designed just for regulations. With Schemas, you now only need 1 solution for all your needs.

Check out our video to learn more!

Originally published at https://radicali.io.

There has been an explosion in recent years of technology solutions designed to enable regulatory compliance. With the accelerating growth of RegTech solutions in the market — what does the future hold? Well, here’s our (radical) take on the future of regulatory compliance.

There has been an explosion in recent years of technology solutions designed to enable regulatory compliance. …

“RegTech”! Everyone seems to be talking about it and as a compliance professional, you must probably be wondering what all the hype is about. Read about our dating advice for all the RegTech newbies out there.

“RegTech”! Everyone seems to be talking about it and as a compliance professional, you must probably be wondering what all the hype is about. Well it’s no wonder because, in recent years, RegTech has become more prevalent as technology vendors rush in to seize opportunities to develop solutions that help…

Regulatory compliance is a major pain for compliance professionals. Read about our thoughts on why compliance teams across almost every vertical in the financial services space struggle with the same pain.

Regulatory compliance is a major pain for compliance professionals. I would know because in my time as a compliance professional, I experienced this pain firsthand. Allow me to explain: on any given day, a compliance officer is already working on a bunch of things which can include, delivering training, resolving…

RADICALi

We are the proud creators of MICA, a game-changing digital compliance assistant for compliance teams in financial services.

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